Focus and Features

Challenging environment due to the heightened complexity of the regulatory landscape, cyber threats, proliferation of innovative products, multichannel customer interaction, and other conditions. Without appropriate guidance, training, and education, the financial services industry may be challenged to find enough competent internal auditors to fulfill the responsibilities and deal with risks across this unique landscape.

This course informs and educates internal auditors who may be new to the financial services industry about the regulatory environment in which these organizations operate. It also provides an overview of engagement planning, fieldwork, and outcomes in how managing an internal audit activity within the financial services industry differs from other industries in terms of regulatory interaction, governance, and risks.

Learning Objective(s):

•  Understand the financial sector environment, including key objectives, business areas, and related risks
• Describe the various types of financial organizations.
• Determine the Philippines regulatory framework and roles of supervising authorities of financial institutions
• Recognize the influence and importance of the Basel Committee on Banking Supervision (BCBS) in the Philippines’ regulatory supervision
• Understand the key elements of sound risk governance and management
• Determine BSP’s expectation from Internal Audit
• Understand the minimum criteria that IAs must adopt in the conduct of audit
• Determine impact and consideration of Supervisory Assessment Framework (SAFr) in the conduct of Audit
• Apply knowledge of internal audit process in financial services organizations.

Schedule: 15 January 2022

Venue: Live Webinar

Seminar Investment:

Regular Rates

Member’s Rate: Php 995.00

Non-Member’s Rate: Php 1,995.00

SEMINAR INCLUSION:

Seminar Kit

Certificate of Participation

How to Enroll:

email at training@iia-p.org or

call us at for Ms. Thei Parungao 09054191862

click here to register online